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ISO 42001 AI Governance Primer

How to stand up an AI Management System under ISO/IEC 42001:2023 — the world's first certifiable AI governance standard.

23 June 2026ISO 42001AI Governance

Why ISO 42001

ISO/IEC 42001:2023 is the first certifiable management-system standard for Artificial Intelligence. It sits alongside ISO 27001 and ISO 27701 in the same Annex SL structure, so most organisations can extend existing ISMS governance rather than start from scratch.

Regulators in the UAE, KSA and EU now reference ISO 42001 as evidence of responsible AI deployment.

What the standard requires

  • Documented AI policy approved by top management
  • AI risk and impact assessments — covering ethical, legal and societal risk
  • An AI system lifecycle covering design, data, deployment and decommissioning
  • Human oversight and incident response specific to AI systems
  • Supplier and third-party AI controls

How it relates to ISO 27001 and the EU AI Act

Theme ISO 42001 ISO 27001 EU AI Act
Governance Clauses 4-10 Clauses 4-10 Articles 16-29
Risk 6.1, Annex A.5 6.1 Articles 9, 15
Data Annex A.7 A.5.12 – A.5.14 Article 10
Transparency Annex A.8 A.5.34 Articles 13, 50
Human oversight Annex A.9 Article 14

A 90-day implementation plan

Days 1-30 — Inventory and policy

  • Inventory every AI/ML system in production or development
  • Classify by use case, data sensitivity and regulatory exposure
  • Draft the AI policy and oversight charter

Days 31-60 — Risk and lifecycle

  • Run AI impact assessments for the top use cases
  • Define the AI lifecycle workflow with mandatory gates
  • Add AI-specific clauses to vendor contracts

Days 61-90 — Operational evidence

  • Stand up monitoring for drift, bias and incident telemetry
  • Train AI owners and reviewers on the new process
  • Run an internal audit against Annex A

Next step

MAST is helping clients in financial services and healthcare extend their ISMS to cover ISO 42001 in a single integrated audit. Talk to the AI governance lead.

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